FisherBroyles is a full-service law firm. Its FinTech and Blockchain practice group combines its expertise in capital markets, data security and privacy, securities and private equity, fund formation, intellectual property and technology to help clients startup, invest in, fund, develop and market the innovative services and products that are revolutionizing financial services and technology industries. The firm’s attorneys include former SEC staff members.
SECURITIES & PRIVATE EQUITY
FisherBroyles advises public and private companies in connection with a wide range of securities law compliance and securities transactional matters. In addition, our attorneys have experience in representing fund sponsors and investors in a wide array of investment vehicles, including private equity funds, fund of funds, and venture capital investments across a broad range of industries. Our expertise includes the following areas:
CAPITAL RAISING
- Initial public offerings
- Public offerings of debt and equity
- Private placements of debt and equity
- PIPES (private investment in public equity)
- Regulation Crowdfunding Offerings
- Regulation A+ Offerings
- State or “blue sky” law compliance
- Series Seed / “Friends and Family” investment rounds
- Structuring and documenting deals with VC firms
PUBLIC COMPANIES:
- SEC reporting requirements
- Proxy solicitations
- Corporate governance matters
- Stock buyback programs
- Employee equity compensation plans
PRIVATE COMPANIES:
- Choice of entity
- Financing solutions
- Shareholder Agreements/Buy-Sell Agreements
- Employee equity compensation plans
INVESTMENT ADVISORS:
- Compliance with SEC reporting and registration requirements
- On-going compliance support
- Investment management agreements
- Vendor and NDA agreements
BROKER/DEALERS:
- Broker/dealer registration requirements
- Regulatory compliance
- Placement agent agreements
- Registered representative agreements with broker/dealers
PRIVATE FUNDS:
- Fund formation – US and offshore vehicles
- Fund offering documentation and offering compliance
- General partner and management company operations
- Managing limited partner regulatory issues
- Fund dissolution
FINTECH and BLOCKCHAIN:
- Crypto asset and blockchain companies and products
- Start-up and mature FinTech companies and financial institutions
- Crypto asset investment funds
- Initial Coin Offerings (ICOs)
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